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© 2026 Bookis AS
English
Norway
Region is based on IP address
Paperback • 2017 • 1. edition
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About the book
The go-to guide to acing the Series 63 Exam! Passing the Uniform Securities Agent State Law Examination (Series 63) qualifies an individual to act as a securities agent. The exam covers the principles of state securities regulation as reflected in the Uniform Securities Act and its amendments and related rules, as well as ethical practices and fiduciary obligations. Many states require an agent to pass the Series 63 exam in addition to the Series 6, 7 or 62 exams to conduct securities business w...Show more
Book details
ISBN
9781119379843
Publisher
John Wiley & Sons Inc
Published year
2017
Language
Edition
1
Original title
Wiley FINRA Series 63 Exam Review 2017
Format
Paperback
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